financial control analyst - 43004852

Job Description

Financial Control Analyst Responsibilities

• Performs complex examinations and investigations of registered broker-dealers, investment advisers and associated persons.
• Brief Job Details:

, Financial Control Analyst performs various tasks such as conducting examinations financial institutions compliance with financial regulations preparing detailed examination reports providing guidance training examiners staying up-to-date changes securities laws supporting Office financial regulation enforcing Chapter Florida Statutes rules managing assignments meeting deadlines adapting changing environment recognizing accounting operating records.

The following are required entry level knowledge skills abilities